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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-10 |
| CA | RA | APPROVED | 2023-09-01 |
| CO | RA | APPROVED | 2023-09-01 |
| IL | RA | APPROVED | 2023-09-01 |
| MT | RA | APPROVED | 2023-09-01 |
| NC | RA | APPROVED | 2023-09-01 |
Branch Locations
193 S 27Th Avenue Ste. 300, Brighton, CO 80601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc | Brighton | CO | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Brighton | CO | 09/2023 | Present |
1)MICHAEL D'EPAGNIER, YES, 193 S 27TH AVE., SUITE 300, BRIGHTON, CO 80601, INSURANCE AGENT, 04/01/1991, 1, 1, SELL TERM LIFE INSURANCE AND FIXED ANNUITIES. 2)BRIGHTON FINANCIAL CENTER POSITION: OWNER - NATURE: LIMITED LIABILITY COMPANY - INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1998 ADDRESS: 193 SOUTH 27TH AVE SUITE 100, BRIGHTON CO 80601 DESCRIPTION: CO-OWNER, BRIGHTON FINANCIAL CENTER LLC. 28.57% EQUITY OWNER. BRIGHTON FINANCIAL CENTER OWNS THE OFFICE BUILDING WHICH MY OFFICE IS LOCATED. NO ACTIVE DUTIES. 3)MUTUAL ASSET CORPORATION POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 09/11/2000 ADDRESS: 193 S 27th Ave, Ste 300, Brighton CO 80601, United States DESCRIPTION: Mutual Asset Corp. 68.3% owner. Mutual Asset Corp. is used for payroll, retirement, health benefits for myself and my staff as well as accounting of income and expenses. All commissions earned through Osaic Wealth, Inc are passed through to Mutual Asset Corp. 4) MUTUAL ASSET CORPORATION POSITION: Owner NATURE: S Corp INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2023 ADDRESS: 193 S 27th Ave Ste 300, Brighton CO 80601, United States DESCRIPTION: Disclosing DBA for securities business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-28 |
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