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Michael J D'EPagnier

Osaic Wealth, Inc.

Brighton, CO

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-10
CA RA APPROVED 2023-09-01
CO RA APPROVED 2023-09-01
IL RA APPROVED 2023-09-01
MT RA APPROVED 2023-09-01
NC RA APPROVED 2023-09-01
  • TX RA
    APPROVED_RES
    Since 2024-06-10
  • CA RA
    APPROVED
    Since 2023-09-01
  • CO RA
    APPROVED
    Since 2023-09-01
  • IL RA
    APPROVED
    Since 2023-09-01
  • MT RA
    APPROVED
    Since 2023-09-01
  • NC RA
    APPROVED
    Since 2023-09-01

Branch Locations

193 S 27Th Avenue Ste. 300, Brighton, CO 80601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc Brighton CO 01/2009 09/2023
Osaic Wealth, Inc. Brighton CO 09/2023 Present
  • 01/2009 → 09/2023
    Sagepoint Financial, Inc
    Brighton, CO
  • 09/2023 → Present
    Brighton, CO
Previous Registrations
  • 2005-10-31 → 2023-09-01
    Osaic Services, Inc.
    Brighton, CO
  • 2001-12-03 → 2005-10-31
    Sentra Securities Corporation
    Brighton, CO
Other Businesses

1)MICHAEL D'EPAGNIER, YES, 193 S 27TH AVE., SUITE 300, BRIGHTON, CO 80601, INSURANCE AGENT, 04/01/1991, 1, 1, SELL TERM LIFE INSURANCE AND FIXED ANNUITIES. 2)BRIGHTON FINANCIAL CENTER POSITION: OWNER - NATURE: LIMITED LIABILITY COMPANY - INVESTMENT RELATED: NO NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/1998 ADDRESS: 193 SOUTH 27TH AVE SUITE 100, BRIGHTON CO 80601 DESCRIPTION: CO-OWNER, BRIGHTON FINANCIAL CENTER LLC. 28.57% EQUITY OWNER. BRIGHTON FINANCIAL CENTER OWNS THE OFFICE BUILDING WHICH MY OFFICE IS LOCATED. NO ACTIVE DUTIES. 3)MUTUAL ASSET CORPORATION POSITION: Owner - NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 09/11/2000 ADDRESS: 193 S 27th Ave, Ste 300, Brighton CO 80601, United States DESCRIPTION: Mutual Asset Corp. 68.3% owner. Mutual Asset Corp. is used for payroll, retirement, health benefits for myself and my staff as well as accounting of income and expenses. All commissions earned through Osaic Wealth, Inc are passed through to Mutual Asset Corp. 4) MUTUAL ASSET CORPORATION POSITION: Owner NATURE: S Corp INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2023 ADDRESS: 193 S 27th Ave Ste 300, Brighton CO 80601, United States DESCRIPTION: Disclosing DBA for securities business

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1990-08-28
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1990-08-28
Other Names
  • Michael John Depagnier

View on SEC IAPD

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