Thomas Lloyd Worth

Current Employers

Employment History

• 04/2009 → Present
  Lpl Financial, Llc
  Brighton, CO

Previous Registrations

• 2006-05-22 → 2009-04-01
  Voya Financial Advisors, Inc.
  Albany, NY
  Denver, CO
  Denver, CO
  Brighton, CO
• 2005-10-18 → 2006-05-15
  Waddell & Reed
  Denver, CO
  Denver, CO

Other Businesses

1. 12/11/2012 - Worth Financial Partners - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business). 2. 04/28/2014 - Colorado Financial Partners - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business). 3. 2/2/2015 - Western Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - START 02/05/2015 - 0 Hours Per Month. 4. 08/23/2017 - Western Wealth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/21/2017 - 0 Hours per month during securities trading. 5. 11/14/2017 - Worth Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - DBA for LPL Business (entity for LPL business) - Started 11/30/2017 - 140 Hours Per Month/8 Hours During Securities Trading 6. 08/22/2023 - City of Brighton, CO - Non-Profit Board Member - Not Investment Related - 500 S 4th Ave, Brighton, CO 80601 - Start Date 08/08/2023 - 12 Hours Per Month/ 0 Hours During Trading 7. 09/15/2023 - Real Estate Rental to Jennifer Bell for Medicare Enrollment Period - Investment Related - At Reported Business Location(s) - Start Date 10/15/2023 - 0 Hours Per Month/ 0 Hours During Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-11-26
• S65 Uniform Investment Adviser Law Examination
  2005-10-17