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Transamerica Financial Advisors, LLC CRD 16164
$2.11B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-07 |
Branch Locations
485 Madison Avenue Floor 7 Suite 746, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group, Inc. | New York | NY | 10/2009 | Present |
| Transamerica Financial Advisors, Inc | New York | NY | 01/2012 | Present |
| Premiere Transportation | Albany | NY | 10/2013 | Present |
"Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." PREMIERE TRANSPORTATION; 456 NORTH PEARL STREET, ALBANY, NY 12205; A TRANSPORTATION COMPANY LIMOUSINES, SEDAN SERVICE TO VARIOUS CLIENTS; CHAUFFEUR; 40-120 HRS; PART TIME CHAUFFEUR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1986-01-04 |
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