Cynthia Denise Starks

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → 01/2018
  National Planning Corporation
  Santa Monica, CA
• 01/2020 → 02/2020
  Paul Baboolal
  Manhattan Bch, CA
• 01/2020 → 02/2020
  Northwestern Mutual Investment Services, Llc
  Manhattan Bch, CA
• 02/2018 → 01/2020
  Unemployed
  Gardena, CA
• 02/2020 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 02/2020 → Present
  Cetera Advisors Llc
  Denver, CO
• 02/2020 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 02/2020 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 02/2020 → 09/2022
  First Allied Securities, Inc. (Fasi)
  San Diego, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2020-01-31 → 2020-02-13
  Northwestern Mutual Investment Services, Llc
  Manhattan Bch, CA
• 2012-05-31 → 2018-02-13
  National Planning Corporation
  El Segundo, CA

Exams

• S66 Uniform Combined State Law Examination
  2012-04-17

Other Names

• Cynthia D Starks