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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2020-10-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Nashville | TN | 10/2014 | 06/2018 |
| Bank Of America, N.A. | Nashville | TN | 10/2014 | 06/2018 |
| U.S. Bancorp Investments, Inc. | Brentwood | TN | 06/2018 | 07/2020 |
| Jpmorgan Chase Bank | Nashville | TN | 08/2020 | Present |
| Jpmorgan Securities Llc | Nashville | TN | 08/2020 | Present |
Entity Name: Memories to DVD Investment related: No "Address: Nashville TN 37209, www.memoriestodvdonline.com" Nature of the other business: Media Position/Title/Relationship: Owner/Partner Start Date: 01/01/2006 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Business that transfers analogue media to digital files.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-23 |
| S65 | Uniform Investment Adviser Law Examination | 1993-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-25 |
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