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James Donald Klepper

Highland Capital Management, LLC

Memphis, TN

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Current Employers
Highland Capital Management, Llc

850 Ridge Lake Blvd Suite 205, Memphis, TN 38120 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-08-13
  • TN RA
    APPROVED
    Since 2024-08-13

Branch Locations

850 Ridge Lake Blvd Suite 205, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc Little Rock AR 08/2009 12/2016
Wolfe Research Securities New York NY 01/2017 09/2018
Penn Capital Memphis TN 03/2020 10/2020
Foreside Fund Services, Llc Memphis TN 05/2020 10/2020
Lb Technology Memphis TN 10/2018 10/2019
Unemployed Memphs TN 10/2019 03/2020
The Benchmark Company New York NY 01/2021 Present
  • 08/2009 → 12/2016
    Stephens Inc
    Little Rock, AR
  • 01/2017 → 09/2018
    Wolfe Research Securities
    New York, NY
  • 03/2020 → 10/2020
    Penn Capital
    Memphis, TN
  • 05/2020 → 10/2020
    Foreside Fund Services, Llc
    Memphis, TN
  • 10/2018 → 10/2019
    Lb Technology
    Memphis, TN
  • 10/2019 → 03/2020
    Unemployed
    Memphs, TN
  • 01/2021 → Present
    The Benchmark Company
    New York, NY
Previous Registrations
  • 2004-03-18 → 2009-08-31
    Morgan Keegan & Company, Llc
    Memphis, TN
    Memphis, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-12
S63 Uniform Securities Agent State Law Examination 1995-09-26
  • S65 Uniform Investment Adviser Law Examination
    2024-08-12
  • S63 Uniform Securities Agent State Law Examination
    1995-09-26
Other Names
  • Jim Klepper
  • Jimmy Klepper
  • James Donald Klepper
  • James Klepper

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
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