James Donald Klepper

Employer firm

Highland Capital Management, LLC CRD 104842

$3.88B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• 401K INVESTMENT MANAGEMENT, PROVISION OF TRADING SIGNALS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 12/2016
  Stephens Inc
  Little Rock, AR
• 01/2017 → 09/2018
  Wolfe Research Securities
  New York, NY
• 03/2020 → 10/2020
  Penn Capital
  Memphis, TN
• 05/2020 → 10/2020
  Foreside Fund Services, Llc
  Memphis, TN
• 10/2018 → 10/2019
  Lb Technology
  Memphis, TN
• 10/2019 → 03/2020
  Unemployed
  Memphs, TN
• 01/2021 → Present
  The Benchmark Company
  New York, NY

Previous Registrations

• 2004-03-18 → 2009-08-31
  Morgan Keegan & Company, Llc
  Memphis, TN
  Memphis, TN

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-08-12
• S63 Uniform Securities Agent State Law Examination
  1995-09-26

Other Names

• Jim Klepper
• Jimmy Klepper
• James Donald Klepper
• James Klepper