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Joseph Warren Harlan

Wells Fargo Clearing Services, LLC

Peoria, IL

Frontenac, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-11-13
IL RA APPROVED 2008-01-01
  • MO RA
    APPROVED
    Since 2018-11-13
  • IL RA
    APPROVED
    Since 2008-01-01

Branch Locations

6810 N Knoxville Ave, Peoria, IL 61614 • United States

10369 Clayton Rd, Frontenac, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Peoria IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Peoria IL 11/2016 Present
Previous Registrations
  • 2001-06-26 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Peoria, IL
    Peoria, IL
    St. Louis, MO
Other Businesses

LAND RENTAL (25 ACRES); INV-RELATED; DUNLAP IL; 50% OWNERSHIP; START: 11/15/2024; 1 HOUR PER MONTH; 0 HOURS DURING BUSINESS; LEASING LAND FOR COMMUNITY SOLAR DEVELOPMENTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-22
S63 Uniform Securities Agent State Law Examination 1986-01-15
  • S66 Uniform Combined State Law Examination
    2001-06-22
  • S63 Uniform Securities Agent State Law Examination
    1986-01-15
Other Names
  • Joseph W Harlan
  • Joe Harlan

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · PEORIA, IL
MORGAN STANLEY · PEORIA, IL
LPL FINANCIAL LLC · PEORIA, IL
REATHERFORD WEALTH MANAGEMENT LLC · PEORIA, IL
OSAIC WEALTH, INC. · PEORIA, IL
LPL FINANCIAL LLC · PEORIA, IL
GUARDIAN WEALTH MANAGEMENT INC. · PEORIA, IL

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