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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2013-01-10
  • NC RA
    APPROVED
    Since 2013-01-10

Branch Locations

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

211 E. Six Forks Road Suite 118, Raleigh, NC 27609 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Resource Management, Inc. Raleigh NC 08/1987 Present
Capital Investment Group, Inc. Raleigh NC 01/1992 Present
  • 08/1987 → Present
    Financial Resource Management, Inc.
    Raleigh, NC
  • 01/1992 → Present
    Capital Investment Group, Inc.
    Raleigh, NC
Previous Registrations
  • 2010-10-14 → 2012-12-31
    Cic Advisers, Llc
    Raleigh, NC
Other Businesses

1. IN HIS GRIP. AUTHOR OF BOOK. 2615 GLEN EDEN DRIVE, RALEIGH, NC 27612. BOOK SALES AND MARKETING. STARTED 4/2014. APPROXIMATELY 2 HOURS/WEEK. MINIMAL TIME DURING NORMAL TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-11-11
  • S63 Uniform Securities Agent State Law Examination
    1985-11-11
Designations
Other Names
  • Greg Hicks

View on SEC IAPD

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