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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
Branch Locations
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | New York | NY | 10/2005 | Present |
Board of Directors Fox-Co-op where I reside. Non-investment related. 710 West End Ave. Responsible for ongoing operation of building. President. 2 hrs. per month. Effective 05/2013 710 WEST END AVE CO-OPERATIVE,POSITION,BOARD MEMBER-CURRENTLY SERVING AS PRESIDENT,ORGANIZE EFFORTS OF OTHER BOARD MEMBER,COMMITTEES (INFRASTUBUCTUIE, HOUSE KEEPING, FINANCE, ETC),TO WORK WITH OUR MANAGING AGENT,ALL INVESTMENTS ARE MONEY FOOD,3-5 HOURS PER MONTH I AM A TRUSTEE OF A FAMILY TRUST. I SPEND 1 HOUR A MONTH LOOKING OVER THE TRUST & DO NOT RECEIVE COMPENSATION.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-07 |
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