Roy Terry Bass

Current Employers

Employment History

• 04/1997 → Present
  Capital Investment Brokerage, Inc.
  Fuquay-Varina, NC
• 06/1993 → Present
  Strategic Asset Management Consultants, Inc.
  Fuquay-Varina, NC
• 06/1997 → 11/2025
  Charitable Management Advisors, Inc.
  Fuquay-Varina, NY
• 04/2006 → Present
  Cic Advisers, Llc
  Fuquay-Varina, NC

Previous Registrations

• 2006-04-25 → 2012-12-31
  Cic Advisers, Llc
  Fuquay-Varina, NC

Other Businesses

1. I SERVE AS PRESIDENT/OWNER OF STRATEGIC ASSET MANAGEMENT CONSULTANTS, INC., LOCATED AT 155 JACKSON RD. IN FUQUAY-VARINA, NC. BEGUN IN 1993, I MANAGE ASSETS (SECURITIES, REAL ESTATE, PERSONAL CARE, ETC.) SPENDING APPROX. 10 HRS/MONTH ON THIS INVESTMENT RELATED BUSINESS, NONE OF WHICH IS DURING NORMAL TRADING HOURS. 2. THE HILDA T. COPE TRUST. CO-TRUSTEE. 850 FRIENDLY DRIVE, GOLDSBORO, NC 27530. PERFORMING DUTIES AS DESCRIBED IN THE TRUST DOCUMENT TO INCLUDE: MANAGEMENT OF SECURITIES, SALE OF RESIDENCE, DISBURSEMENT OF ALL ASSETS AND ACCOUNTING. STARTED 2017. ACTIVITY IS INVESTMENT RELATED. 3 HRS/WEEK, 2 HRS DURING NORMAL TRADING HOURS. 3. EMIL H. RUEGNER REVOCABLE TRUST. CO-TRUSTEE. 331 BEAR CREEK DRIVE, HAMPSTEAD, NC 28442. MANAGE ASSETS OF THE TRUST, BUDGETING AND TAX MANAGEMENT. ACTIVITY IS INVESTMENT RELATED. STARTED 3/2017. 2-4 HRS / WK, 2-4 DURING NORMAL TRADING HOURS. 4. BASS BRENNAN ADVISORY, LLC. CO-MANAGER. 155 JACKSON RD., FUQUAY-VARINA, NC 27526. ENTITY TO FACILITATE THE PURCHASE OF RISING TIDE, INC. STARTED 1.2023. INVESTMENT RELATED. 2 HRS/WK, 0 HRS DURING NORMAL TRADING HRS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-04-26
• S63 Uniform Securities Agent State Law Examination
  1985-12-11

Designations

Other Names

• Terry Bass