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2 North Lake Avenue Suite 520, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-16 |
| HI | RA | APPROVED | 2025-04-16 |
Branch Locations
2 North Lake Avenue Suite 520, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Honolulu | HI | 03/1999 | 06/2019 |
| Unemployed | Honolulu | HI | 07/2019 | 05/2021 |
| Pasadena Private Wealth, Llc | Pasadena | CA | 05/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-10 |
| S65 | Uniform Investment Adviser Law Examination | 1993-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-15 |
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