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Current Employers
Brixton Capital Wealth Advisors, Llc

1305 Franklin Ave Suite 300, Garden City, NY 11530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-16
AZ RA APPROVED 2025-09-12
VA RA APPROVED 2025-09-04
NY RA APPROVED 2025-08-21
NC RA APPROVED 2025-08-21
  • NJ RA
    APPROVED
    Since 2025-09-16
  • AZ RA
    APPROVED
    Since 2025-09-12
  • VA RA
    APPROVED
    Since 2025-09-04
  • NY RA
    APPROVED
    Since 2025-08-21
  • NC RA
    APPROVED
    Since 2025-08-21

Branch Locations

1305 Franklin Ave Suite 300, Garden City, NY 11530 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Primary Capital, Llc New York NY 09/2015 11/2016
Primary Asset Management, Llc New York NY 03/2016 11/2016
Northeast Securities, Llc Mitchel Field NY 11/2016 12/2018
Western International Securities, Inc. Pasadena CA 11/2018 08/2025
Northeast Asset Management Llc Mitchel Field NY 04/2017 11/2018
Brixton Capital Wealth Advisors Garden City NY 08/2025 Present
  • 09/2015 → 11/2016
    Primary Capital, Llc
    New York, NY
  • 03/2016 → 11/2016
    New York, NY
  • 11/2016 → 12/2018
    Northeast Securities, Llc
    Mitchel Field, NY
  • 11/2018 → 08/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 04/2017 → 11/2018
    Northeast Asset Management Llc
    Mitchel Field, NY
  • 08/2025 → Present
    Brixton Capital Wealth Advisors
    Garden City, NY
Previous Registrations
  • 2018-11-19 → 2025-08-01
    Western International Securities, Inc.
    Pasadena, CA
    Mitchel Field, NY
    Pasadena, CA
    Massapequa, NY
  • 2017-04-19 → 2018-12-11
    Northeast Asset Management Llc
    Miami, FL
  • 2016-10-24 → 2016-11-07
    New York, NY
  • 2015-06-03 → 2015-09-25
    New York, NY
    Red Bank, NJ
  • 2014-07-24 → 2015-05-12
    Rockwell Global Advisors, Llc
    Melville, NY
  • 2012-09-19 → 2014-06-05
    Global Arena Investment Management, Llc
    New York, NY
  • 2009-02-03 → 2010-08-04
    Friedman Schnaier Asset Management, Llc
    New York, NY
  • 2008-12-18 → 2008-12-31
    Friedman Schnaier Asset Management, Llc
    New York, NY
  • 2007-01-17 → 2007-05-15
    Weehawken, NJ
    Weehawken, NJ
  • 2004-10-19 → 2007-01-10
    Melville, NY
Other Businesses

Manager floral pet Inc my parents business non finance related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-14
S63 Uniform Securities Agent State Law Examination 1989-05-05
  • S65 Uniform Investment Adviser Law Examination
    2004-10-14
  • S63 Uniform Securities Agent State Law Examination
    1989-05-05
Other Names
  • Albert Pette
  • Albert V. Pette

View on SEC IAPD

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