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Catherine Hillebrand

Rbc Capital Markets, LLC

New York, NY

Middle Village, NY

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-15
NY RA APPROVED 2021-10-16
CT RA APPROVED 2020-06-04
  • TX RA
    APPROVED_RES
    Since 2023-12-15
  • NY RA
    APPROVED
    Since 2021-10-16
  • CT RA
    APPROVED
    Since 2020-06-04

Branch Locations

1211 Avenue Of The Americas Suite 3300, New York, NY 10036 • United States

Middle Village, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. New York NY 05/2012 06/2020
Rbc Capital Markets, Llc New York NY 06/2020 Present
Previous Registrations
  • 2012-05-04 → 2020-06-15
    Ubs Financial Services Inc.
    New York, NY
  • 2011-12-13 → 2012-05-25
    Credit Suisse Securities (Usa) Llc
    Greenwich, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-12
S63 Uniform Securities Agent State Law Examination 1991-10-14
  • S66 Uniform Combined State Law Examination
    2011-12-12
  • S63 Uniform Securities Agent State Law Examination
    1991-10-14
Other Names
  • Catherine Mary Cassaday
  • Catherine M Cassaday
  • Catherine Mary Hillebrand
  • Catherine Hillebrand

View on SEC IAPD

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