Thomas Frances Alessi

Employer firm

Empirical Asset Management, LLC CRD 155436

$560M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 12/2017
  Platinum Wealth Partners
  Newton, MA
• 12/2017 → 08/2022
  Pinnacle Private Wealth, Llc
  Woburn, MA
• 06/2022 → Present
  Empirical Asset Management, Llc
  Needham, MA

Previous Registrations

• 2018-01-24 → 2022-08-11
  Pinnacle Private Wealth, Llc
  Needham, MA
  Burlington, MA
• 2011-09-08 → 2017-12-31
  Platinum Wealth Partners
  Tampa, FL
• 2009-06-05 → 2010-12-15
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wellesley Hills, MA
• 2004-10-20 → 2007-02-21
  Banc Of America Investment Services, Inc.
  Newton, MA
  Newton, MA
  Newton, MA
  Newton, MA
  Newton, MA
• 2002-09-06 → 2004-10-20
  Quick & Reilly, Inc.
  Newton, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-08-22
• S63 Uniform Securities Agent State Law Examination
  1992-12-16

Other Names

• Thomas Francis Alessi
• Thomas F Alessi
• Thomas Francis Alessi