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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-08 |
| FL | RA | APPROVED | 2017-01-13 |
Branch Locations
6767 N Wickham Rd Ste A107, Melbourne, FL 32940-2031 • United States
Grant, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Melbourne | FL | 10/1999 | 01/2017 |
| Ameriprise Financial Advisors Inc. | Melbourne | FL | 01/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Melbourne | FL | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-11-04 |
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