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Ofg Financial Services, Inc. CRD 23940
$271M regulatory AUM 1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
120 Se 6Th Avenue Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2010-02-08 |
Branch Locations
5100 Sw 10Th Street Suite 201, Topeka, KS 66604 • United States
5100 Sw 10Th, Suite 201, Topeka, KS 66604 • United States
Townsite Plaza #2, Suite 105 120 Se 6Th Avenue, Topeka, KS 66603-3515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ofg Financial Services, Inc. | Topeka | KS | 04/1993 | Present |
D/B/A - HIGGS FINANCIAL SERVICES-PRESIDENT/OWNER-INSURANCE SALES-LIFE, GROUP, LTC, HEALTH & FIXED ANNUITIES-SALES, SERVICE & MANAGEMENT-COMMISSIONS-20% TIME SPENT; Wabunsee Pines Golf Course - Board Memeber.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-14 |
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