Richard Dale Higgs

Current Employers

Ofg Financial Services, Inc.

120 Se 6Th Avenue Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2010-02-08

KS RA
APPROVED

Since 2010-02-08

Branch Locations

5100 Sw 10Th Street Suite 201, Topeka, KS 66604 • United States

5100 Sw 10Th, Suite 201, Topeka, KS 66604 • United States

Townsite Plaza #2, Suite 105 120 Se 6Th Avenue, Topeka, KS 66603-3515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ofg Financial Services, Inc.	Topeka	KS	04/1993	Present

04/1993 → Present

Ofg Financial Services, Inc.

Topeka, KS

Other Businesses

D/B/A - HIGGS FINANCIAL SERVICES-PRESIDENT/OWNER-INSURANCE SALES-LIFE, GROUP, LTC, HEALTH & FIXED ANNUITIES-SALES, SERVICE & MANAGEMENT-COMMISSIONS-20% TIME SPENT; Wabunsee Pines Golf Course - Board Memeber.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-01-28
S63	Uniform Securities Agent State Law Examination	1993-07-14

S65 Uniform Investment Adviser Law Examination

2010-01-28
S63 Uniform Securities Agent State Law Examination

1993-07-14

Other Names

Rick Higgs
Rick Higgs
Richard D. Higgs

View on SEC IAPD

Current Employers

Ofg Financial Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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