Best Investors Account Sign in
Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2015-01-05
  • AL RA
    APPROVED
    Since 2015-01-05

Branch Locations

500 Boulevard Park East, Mobile, AL 36609 • United States

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Kovack Securities, Inc. Fort Lauderdale FL 10/2014 Present
Kovack Advisors, Inc. Fort Lauderdale FL 01/2015 Present
  • 10/2014 → Present
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 01/2015 → Present
    Fort Lauderdale, FL
Previous Registrations
Other Businesses

1) FIXED INSURANCE - 500 BOULEVARD PARK EAST, MOBILE, AL 36609; SELLING FIXED INSURANCE; NON INVESTMENT RELATED; SALES; 5% OF TIME SPENT 2) CONDO RENTAL - 376 SANTA ROSA BLVD., FORT WALTON BEACH, FL; CONDO RENTAL; NON INVESTMENT RELATED; OWNER; RENT OUT THE UNIT; 3% OF TIME SPENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-29
S63 Uniform Securities Agent State Law Examination 1985-11-05
  • S65 Uniform Investment Adviser Law Examination
    2014-12-29
  • S63 Uniform Securities Agent State Law Examination
    1985-11-05

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Mobile, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor