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Mark Allen Lavallee

Financial Independence, LLC

Warwick, RI

Franklin, MA

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Current Employers
Financial Independence, Llc

931 Jefferson Blvd. Suite 2005, Warwick, RI 02886-2213 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-11-12
RI RA APPROVED 2025-11-12
TX RA APPROVED_RES 2012-12-20
MA RA APPROVED 2009-09-28
CT RA APPROVED 2009-09-25
  • FL RA
    APPROVED
    Since 2025-11-12
  • RI RA
    APPROVED
    Since 2025-11-12
  • TX RA
    APPROVED_RES
    Since 2012-12-20
  • MA RA
    APPROVED
    Since 2009-09-28
  • CT RA
    APPROVED
    Since 2009-09-25

Branch Locations

931 Jefferson Blvd. Suite 2005, Warwick, RI 02886 • United States

Franklin, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Independence, Llc Warwick RI 09/2009 Present
Previous Registrations
  • 2009-09-18 → 2009-10-15
    Lpl Financial Llc
    Fort Mill, SC
    Marlborough, MA
  • 2009-08-03 → 2009-09-16
    Cetera Wealth Services, Llc
    Franklin, MA
Other Businesses

FIXED LIFE INSURANCE. EMPLOYEE OF DIGITAL FEDERAL CREDIT UNION. DBA - DCU FINANCIAL

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-01
S63 Uniform Securities Agent State Law Examination 1985-10-24
  • S65 Uniform Investment Adviser Law Examination
    2009-07-01
  • S63 Uniform Securities Agent State Law Examination
    1985-10-24
Designations

View on SEC IAPD

Other Firms

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BENTLEY WEALTH ADVISORS, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
INTEGRATED WEALTH CONCEPTS LLC
OSAIC WEALTH, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
MML INVESTORS SERVICES, LLC

Other Investors

ADAM MCCRYSTAL SULLIVAN
DAVID A NABB
PETER ANTHONY SULLIVAN
FRANK PETER MCGOFF
David Paul DiSanto
ROBERT ALBERT D'AMICO
JAMES MARTIN
Gregory Paul Rodger

Other Offices

ARLEN CAPITAL, LLC · WARWICK, RI
BENTLEY WEALTH ADVISORS, LLC · WARWICK, RI
AMERIPRISE FINANCIAL SERVICES, LLC · WARWICK, RI
CETERA INVESTMENT ADVISERS LLC · WARWICK, RI
CETERA INVESTMENT ADVISERS LLC · WARWICK, RI
INTEGRATED WEALTH CONCEPTS LLC · Warwick, RI
OSAIC WEALTH, INC. · WARWICK, RI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WARWICK, RI

More in Warwick, RI

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