Anthony Richard Shockley

Current Employers

Employment History

• 08/1985 → 11/2018
  Signator Investors, Inc.
  Boston, MA
• 11/2018 → Present
  Osaic Wealth, Inc
  Columbus, OH
• 08/2023 → Present
  Signature Equity Partners, Llc
  Columbus, OH

Previous Registrations

• 2003-02-25 → 2018-11-02
  Signator Investors, Inc.
  Columbus, OH
  Columbus, OH

Other Businesses

1)SIGNATURE FINANCIAL GROUP, LLC POSITION: Agnet NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1995 ADDRESS: 445 Hutchinson Ave., Ste 800, Columbus OH 43235, United States DESCRIPTION: Sales/Marketing of fixed annuities and non-variable insurance 2)SIGNATURE FINANCIAL GROUP, LLC POSITION: I conduct investment and insurance business under this business name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/02/1985 ADDRESS: 445 Hutchinson Ave., Ste 800, Columbus OH 43235, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 3)SIGNATURE EQUITY PARTNERS, LLC-INDEPENDENT RIA POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 25 START DATE: 08/20/2023 ADDRESS: 445 Hutchinson Ave, STE 800, COLUMBUS OH 43235, United States DESCRIPTION: Sales/marketing of investment advisory products

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-18
• S63 Uniform Securities Agent State Law Examination
  1987-06-25