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Theodore Hendrickus Franse

Ni Advisors

Milpitas, CA

Milpitas, CA

Fair Oaks, CA

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Current Employers
Ni Advisors

1138 Cadillac Court, Milpitas, CA 95035-3058 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-08-24
  • CA RA
    APPROVED
    Since 2017-08-24

Branch Locations

1138 Cadillac Court, Milpitas, CA 95035 • UNITED STATES

1138 Cadillac Court, Milpitas, CA 95035-3058 • United States

Fair Oaks, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Independent Financial Group Fair Oaks CA 06/2013 04/2017
Sandlapper Securities, Llc Greenville SC 04/2017 07/2017
Sandlapper Wealth Management, Llc Greenville SC 04/2017 07/2017
Ni Advisors, Inc. Milpitas CA 08/2017 Present
  • 06/2013 → 04/2017
    Independent Financial Group
    Fair Oaks, CA
  • 04/2017 → 07/2017
    Sandlapper Securities, Llc
    Greenville, SC
  • 04/2017 → 07/2017
    Sandlapper Wealth Management, Llc
    Greenville, SC
  • 08/2017 → Present
    Ni Advisors, Inc.
    Milpitas, CA
Previous Registrations
  • 2017-05-02 → 2017-07-06
    Colony Park Financial Services Llc.
    Fair Oaks, CA
    Greenville, SC
  • 2013-07-03 → 2017-04-11
    San Diego, CA
    Fair Oaks, CA
  • 2012-07-02 → 2013-07-30
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    Fair Oaks, CA
  • 2006-02-22 → 2012-07-02
    First Allied Securities, Inc.
    San Diego, CA
    Fair Oaks, CA
  • 2005-10-31 → 2006-02-17
    Osaic Services, Inc.
    Fair Oaks, CA
  • 2000-06-16 → 2005-10-31
    Sunamerica Securities, Inc.
    Fair Oaks, CA
Other Businesses

(1) 100% OWNER OF DBA 'FRANSE FINANCIAL ADVISORS', CONDUCTING ALL SECURITIES RELATED BUSINESS, INSURANCE SALES OF LTC, HEALTH, DI, AND ADVISORY SERVICES SINCE JUNE 2013. INVESTMENT RELATED. APPROX 100% TIME SPENT ON ACTIVITY. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (2) 100% OWNER OF RENTAL PROPERTIES IN JENNER CA SINCE 2016 AND KUAI, HAWAII SINCE 2005. NON-INVESTMENT RELATED. 4500 MARTSMITH WAY, FAIR OAKS, CA 95628. OWNER of RENTAL PROPERTIES SINCE 1986. 20 HOURS/MONTH 3 HOURS/MONTH DURING NAI BUSINESS HOURS. PROPERTY MANAGEMENT. (3) PRODUCER UNDER THE NAME: TED H FRANSE. NON-INVESTMENT RELATED. 4500 MARTSMITH WAY, FAIR OAKS, CA 95628. EXECUTIVE PRODUCER SINCE 10/16/2016. 4 HOURS/MONTH 0 HOUR/MONTH DURING NAI BUSINESS HOURS. MAKING SURE THE MOVIE AS WAS IN HIS NEED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-12
S63 Uniform Securities Agent State Law Examination 1997-05-01
  • S65 Uniform Investment Adviser Law Examination
    1999-09-12
  • S63 Uniform Securities Agent State Law Examination
    1997-05-01
Other Names
  • Ted Franse
  • Ted H Franse
  • Ted Hendrickus Franse

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