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Sneha Dhar Karihaloo

Charles Schwab & Co., Inc.

Pleasanton, CA

Milpitas, CA

CRD 6766932

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-11-14
  • CA RA
    APPROVED
    Since 2018-11-14

Branch Locations

6200 Stoneridge Mall Road Suite 100, Pleasanton, CA 94588 • United States

12 Ranch Drive, Milpitas, CA 95035-5103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Farmers Insurance Group San Jose CA 10/2016 03/2018
Ssfinsure Delhi 03/2011 11/2016
Farmers Financial Solutions San Jose CA 03/2017 03/2018
Charles Schwab & Co., Inc. Milpitas CA 03/2018 Present
Charles Schwab Bank Milpitas CA 03/2018 Present
  • 10/2016 → 03/2018
    Farmers Insurance Group
    San Jose, CA
  • 03/2011 → 11/2016
    Ssfinsure
    Delhi
  • 03/2017 → 03/2018
    Farmers Financial Solutions
    San Jose, CA
  • 03/2018 → Present
    Charles Schwab & Co., Inc.
    Milpitas, CA
  • 03/2018 → Present
    Charles Schwab Bank
    Milpitas, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-13
S63 Uniform Securities Agent State Law Examination 2017-08-11
  • S66 Uniform Combined State Law Examination
    2018-11-13
  • S63 Uniform Securities Agent State Law Examination
    2017-08-11
Other Names
  • Sneha Dhar

View on SEC IAPD

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Nearby Investors

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JONATHAN CHARLES ILLIG
HOWARD COREY HERTZ

Nearby Offices

PRUDENT PROSPERA PLANNING, INC. · PLEASANTON, CA
CETERA INVESTMENT ADVISERS LLC · PLEASANTON, CA
PANDECT CATALYST FUND MANAGEMENT LLC · PLEASANTON, CA

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