Best Investors
Account
Sign in
Best Investors
Account
Sign in
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | San Francisco | CA | 06/2009 | 09/2016 |
| Ubs Financial Services Inc | San Francisco | CA | 09/2016 | 04/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 04/2020 | 09/2021 |
| Charles Schwab & Co., Inc. | Milpitas | CA | 09/2021 | Present |
| Charles Schwab Bank, Ssb | Milpitas | CA | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-05 |
Reach out to this advisor