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John Pethokoukis

Stifel, Nicolaus & Company, Incorporated

Naperville, IL

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-07-27
IL RA APPROVED 2019-08-22
  • TX RA
    APPROVED_RES
    Since 2021-07-27
  • IL RA
    APPROVED
    Since 2019-08-22

Branch Locations

263 Shuman Blvd. Suite 130, Naperville, IL 60563 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 08/2019
Stifel Nicolaus & Co Inc Geneva IL 08/2019 Present
  • 01/2015 → 08/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 08/2019 → Present
    Stifel Nicolaus & Co Inc
    Geneva, IL
Previous Registrations
  • 2009-06-01 → 2019-08-26
    Morgan Stanley
    Oak Brook, IL
  • 2008-12-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Oak Brook, IL
  • 1998-02-17 → 2008-11-06
    Citigroup Global Markets Inc.
    Oakbrook Terrace, IL
    Oakbrook Terrace, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-06-16
S63 Uniform Securities Agent State Law Examination 1986-10-06
  • S65 Uniform Investment Adviser Law Examination
    1992-06-16
  • S63 Uniform Securities Agent State Law Examination
    1986-10-06
Other Names
  • John Pethokoukis

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NAPERVILLE, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NAPERVILLE, IL
BENJAMIN F. EDWARDS & COMPANY, INC. · Naperville, IL
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