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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NJ RA APPROVED 2016-09-26
CT RA APPROVED 2007-05-29
  • NY RA
    APPROVED
    Since 2021-08-17
  • NJ RA
    APPROVED
    Since 2016-09-26
  • CT RA
    APPROVED
    Since 2007-05-29

Branch Locations

Citi Private Bank 388 Greenwich Street, 30Th Floor, New York, NY 10013 • United States

Bronx, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Greenwich CT 05/2007 Present
Previous Registrations
  • 2006-08-01 → 2007-05-29
    Citicorp Investment Services
    Greenwich, CT
    Greenwich, CT
Other Businesses

Greater Deliverance Church of God; Not Investment-related; Nature: Church-peaching and spreading the gospel to all.; Mt. Vernon, New York; Started: January 1, 2024.; Title: Director; Duties: Board of Trustee-part of a team that comes up with various ideas of how the church should function.; No time is devoted each month during securities trading hours; 1-5 hours are devoted each month outside of securities trading hours./////

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-06-28
S63 Uniform Securities Agent State Law Examination 2000-03-30
  • S65 Uniform Investment Adviser Law Examination
    2006-06-28
  • S63 Uniform Securities Agent State Law Examination
    2000-03-30
Other Names
  • Karen Ann Lawrence-Mckoy
  • Karen Ann Lawrence

View on SEC IAPD

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