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Mark Arthur Lundvall

Morgan Stanley

New York, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-05-15
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-05-15

Branch Locations

1585 Broadway Capital Markets, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cg Capital Markets, Llc New York NY 07/2015 01/2018
Unemployed Fairfield CT 01/2018 10/2018
Morgan Stanley New York NY 10/2018 Present
  • 07/2015 → 01/2018
    Cg Capital Markets, Llc
    New York, NY
  • 01/2018 → 10/2018
    Unemployed
    Fairfield, CT
  • 10/2018 → Present
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-04-03
S63 Uniform Securities Agent State Law Examination 1986-05-14
  • S65 Uniform Investment Adviser Law Examination
    1992-04-03
  • S63 Uniform Securities Agent State Law Examination
    1986-05-14
Other Names
  • Mark Arthur Lundvall
  • Mark Lundvall

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