Daniel Gallogly

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2008 → 10/2021
  Principal Life Insurance Company
  Eden Prairie, MN
• 09/2008 → 10/2021
  Princor Financial Services Corporation
  Eden Prairie, MN
• 03/2022 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 03/2022 → Present
  Cetera Investment Advisers Llc
  St Cloud, MN
• 10/2021 → 03/2022
  Unemployed
  Eden Prairie, MN

Previous Registrations

• 2008-06-03 → 2008-06-18
  U.S. Bancorp Investments, Inc.
  Edina, MN
  Saint Paul, MN

Exams

• S66 Uniform Combined State Law Examination
  2022-05-10
• S63 Uniform Securities Agent State Law Examination
  1999-06-21

Other Names

• Daniel Robert Gallogly