Daniel Gallogly

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-11-17
MN	RA	APPROVED	2022-05-10

TX RA
APPROVED_RES

Since 2022-11-17
MN RA
APPROVED

Since 2022-05-10

Branch Locations

400 1St Street So Ste 300, St Cloud, MN 56301 • United States

Eden Prairie, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Eden Prairie	MN	08/2008	10/2021
Princor Financial Services Corporation	Eden Prairie	MN	09/2008	10/2021
Cetera Investment Services Llc	St Cloud	MN	03/2022	Present
Cetera Investment Advisers Llc	St Cloud	MN	03/2022	Present
Unemployed	Eden Prairie	MN	10/2021	03/2022

08/2008 → 10/2021

Principal Life Insurance Company

Eden Prairie, MN
09/2008 → 10/2021

Princor Financial Services Corporation

Eden Prairie, MN
03/2022 → Present

Cetera Investment Services Llc

St Cloud, MN
03/2022 → Present

Cetera Investment Advisers Llc

St Cloud, MN
10/2021 → 03/2022

Unemployed

Eden Prairie, MN

Previous Registrations

2008-06-03 → 2008-06-18

U.S. Bancorp Investments, Inc.

Edina, MN

Saint Paul, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-05-10
S63	Uniform Securities Agent State Law Examination	1999-06-21

S66 Uniform Combined State Law Examination

2022-05-10
S63 Uniform Securities Agent State Law Examination

1999-06-21

Other Names

Daniel Robert Gallogly

View on SEC IAPD

Current Employers

Cetera Investment Advisers Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews