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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2018-01-31 |
Branch Locations
5201 W Amelia Earhart Dr [Tpb Services], Salt Lake City, UT 84116 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Sandy | UT | 01/2015 | 03/2017 |
| E*Trade Capital Management Llc | Sandy | UT | 01/2015 | 03/2017 |
| E*Trade Securities Llc | Sandy | UT | 03/2017 | 11/2017 |
| E*Trade Capital Management Llc | Sandy | UT | 03/2017 | 11/2017 |
| Wells Fargo Clearing Services | Salt Lake City | UT | 01/2018 | Present |
| Wells Fargo Bank | Salt Lake City | UT | 01/2018 | Present |
FORESIGHT, INV RELATED, SALT LAKE CITY, UTAH, 100% OWNERSHIP, START DATE:JULY 01, 1982, 2 HRS/MONTH, 0 HRS DURING TRADING, MANAGE RENTAL PROPERTIES IN APARTMENT BUILDING.; RATTLE SNAKE BITE, LLC, INV RELATED, SALT LAKE CITY, UTAH, 100% OWNERSHIP, START: 11/01/2012, 1 HR/MONTH, 0 HRS DURING TRADING, MANAGE RENTAL PROPERTY,; BY THE SEA, INV RELATED, LAKE TOWN, UT, 100% OWNERSHIP, START: 05/01/1999, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING, MANAGE RENTAL PROPERTY.; HOBIE CAT, INV RELATED, SALT LAKE CITY, UT, 50% OWNERSHIP, START: 05/01/1985, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING.; RATTLE SNAKE, INV RELATED, SALT LAKE CITY, UT, 100% OWNERSHIP, START: 7/1/1984, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING, MANAGE RENTAL PROPERTY.; TRUSTEE FOR FATHER, INV RELATED, SALT LAKE CITY, UT, START: 3/30/2020, 1 HR/MONTH, 0 HRS DURING TRADING. RENTAL PROPERTY, INVT RELATED, GARDEN CITY, UT, 100% OWNERSHIP, START DATE 5/1/1989, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INVT RELATED, SALT LAKE CITY, UT, 100% OWNERSHIP, START DATE 11/1/2012, 1 HR PER MONTH, 0 HRS DURING TRADING, TRUSTEE OF PROPERTY. RENTAL PROPERTY, INVT RELATED, SALT LAKE CITY, UT, 100% OWNERSHIP, START DATE 7/1/1984, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INVT RELATED, SALT LAKE CITY, UT, 100% OWNERSHIP, START DATE 7/1/1982, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER. RENTAL PROPERTY, INVT RELATED, SALT LAKE CITY, UT, 50% OWNERSHIP, START DATE 5/1/1985, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-03-08 |
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