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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-11 |
| AL | RA | APPROVED | 1991-05-03 |
Branch Locations
1817 Commons North Dr, Tuscaloosa, AL 35406 • United States
Tuscaloosa, AL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Tuscaloosa | AL | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Tuscaloosa | AL | 03/2020 | Present |
Real Estate Ownership; Commercial; 1817 Commons North Drive, Tuscaloosa, AL 35406-3700, ,; ; . Other Business Activities; DPT, LLC; I own an equal 25% interest of DPT,LLC with three other P2 advisors. DPT, LLC owns the lot and office building from which we rent and from where we conduct our separate P2 practices. This is a registered office location.; 1817 Commons North Drive, , Tuscaloosa, AL, 35406; Not Investment-Related; 12/28/2007; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-11-01 |
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