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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-24 |
| AL | RA | APPROVED | 2025-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 08/2005 | 08/2019 |
| Bbva Wealth Solutions Inc. | Birmingham | AL | 10/2010 | 08/2019 |
| Bbva Securities Inc. | Northport | AL | 05/2013 | 08/2019 |
| Compass Bank | Birmingham | AL | 08/2005 | 08/2019 |
| Morgan Stanley | Tuscaloosa | AL | 08/2019 | 01/2025 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 09/2019 | 01/2025 |
| Raymond James & Associates, Inc. | Tuscaloosa | AL | 01/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-20 |
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