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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-24
AL RA APPROVED 2025-01-16
  • TX RA
    APPROVED
    Since 2025-02-24
  • AL RA
    APPROVED
    Since 2025-01-16

Branch Locations

200 Marina Drive, Tuscaloosa, AL 35406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Compass Insurance Agency, Inc. Austin TX 08/2005 08/2019
Bbva Wealth Solutions Inc. Birmingham AL 10/2010 08/2019
Bbva Securities Inc. Northport AL 05/2013 08/2019
Compass Bank Birmingham AL 08/2005 08/2019
Morgan Stanley Tuscaloosa AL 08/2019 01/2025
Morgan Stanley Private Bank, N.A. New York NY 09/2019 01/2025
Raymond James & Associates, Inc. Tuscaloosa AL 01/2025 Present
Morgan Stanley Private Bank, N.A New York NY 09/2019 Present
  • 08/2005 → 08/2019
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 10/2010 → 08/2019
    Bbva Wealth Solutions Inc.
    Birmingham, AL
  • 05/2013 → 08/2019
    Bbva Securities Inc.
    Northport, AL
  • 08/2005 → 08/2019
    Compass Bank
    Birmingham, AL
  • 08/2019 → 01/2025
    Tuscaloosa, AL
  • 09/2019 → 01/2025
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 01/2025 → Present
    Tuscaloosa, AL
  • 09/2019 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2019-08-23 → 2025-01-16
    Tuscaloosa, AL
  • 2010-10-15 → 2019-08-26
    Pnc Managed Account Solutions, Inc.
    Houston, TX
    Houston, TX
    Northport, AL
  • 2010-04-06 → 2010-10-15
    St Johns Wealth Management
    Northport, AL
  • 2005-08-03 → 2010-03-16
    Bbva Compass Investment Solutions, Inc
    Jasper, AL
    Sumiton, AL
    Tuscaloosa, AL
    Tuscaloosa, AL
    Northport, AL
    Tuscaloosa, AL
  • 2003-07-10 → 2005-08-08
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2003-01-30 → 2003-08-18
    Amsouth Investment Services, Inc.
    Tuscaloosa, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-07
S63 Uniform Securities Agent State Law Examination 1998-10-20
  • S66 Uniform Combined State Law Examination
    2001-11-07
  • S63 Uniform Securities Agent State Law Examination
    1998-10-20
Other Names
  • Barbie Beck
  • Barbara Gail Buzan
  • Barbie Buzan

View on SEC IAPD

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