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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-11
AL RA APPROVED 2023-03-20
  • TX RA
    APPROVED
    Since 2023-04-11
  • AL RA
    APPROVED
    Since 2023-03-20

Branch Locations

200 Marina Drive, Tuscaloosa, AL 35406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James St Petersburg FL 12/2017 04/2018
Student Tuscaloosa AL 08/2013 08/2017
Unemployed Tuscaloosa AL 08/2017 12/2017
Hillcrest High School And University Of Alabama Tuscaloosa AL 07/2008 08/2017
Unemployed Tuscaloosa AL 04/2018 02/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2019 03/2021
Northwestern Mutual Investment Services Llc Tuscaloosa AL 03/2020 03/2021
New York Life Birmingham AL 03/2021 09/2021
Mass Mutual Birmingham AL 09/2021 03/2022
Guardian Life Tuscaloosa AL 03/2022 03/2023
Park Avenue Securities Tuscaloosa AL 04/2022 03/2023
Raymond James & Associates, Inc. Tuscaloosa AL 03/2023 Present
  • 12/2017 → 04/2018
    Raymond James
    St Petersburg, FL
  • 08/2013 → 08/2017
    Student
    Tuscaloosa, AL
  • 08/2017 → 12/2017
    Unemployed
    Tuscaloosa, AL
  • 07/2008 → 08/2017
    Hillcrest High School And University Of Alabama
    Tuscaloosa, AL
  • 04/2018 → 02/2019
    Unemployed
    Tuscaloosa, AL
  • 02/2019 → 03/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2020 → 03/2021
    Northwestern Mutual Investment Services Llc
    Tuscaloosa, AL
  • 03/2021 → 09/2021
    New York Life
    Birmingham, AL
  • 09/2021 → 03/2022
    Mass Mutual
    Birmingham, AL
  • 03/2022 → 03/2023
    Guardian Life
    Tuscaloosa, AL
  • 04/2022 → 03/2023
    Park Avenue Securities
    Tuscaloosa, AL
  • 03/2023 → Present
    Tuscaloosa, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-08
S63 Uniform Securities Agent State Law Examination 2023-01-27
  • S65 Uniform Investment Adviser Law Examination
    2023-02-08
  • S63 Uniform Securities Agent State Law Examination
    2023-01-27
Other Names
  • Harrison Braden Schmitt
  • Harrison Schmitt

View on SEC IAPD

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