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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-08 |
| IA | RA | APPROVED | 2016-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co., Inc. | Waterloo | IA | 08/2006 | Present |
1. Hamer Holdings LLC; 45195 Co. Hwy. D Cable, WI 54821; Owns 1 Acre of bare land on lake Namakagon Cable Wi. 54821; Held in my IRA (Equity Trust Cust.) Increase in property value; No duties and responsibilities; 09/19/2025; 0hrs/day; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-25 |
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