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Current Employers
Siebert Advisornxt, Llc.

300 Vesey Street, 5Th Floor, New York, NY 10282 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-04-02
  • CA RA
    APPROVED
    Since 2018-04-02

Branch Locations

3020 Old Ranch Park, Seal Beach, CA 90740 • United States

300 Vesey Street, 5Th Floor, New York, NY 10282 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stockcross Financial Services, Inc. Beverly Hills CA 01/2007 Present
  • 01/2007 → Present
    Stockcross Financial Services, Inc.
    Beverly Hills, CA
Previous Registrations
  • 2008-12-04 → 2017-12-31
    Stockcross Financial Services, Inc.
    Beverly Hills, CA
    Beverly Hills, CA
    Seal Beach, CA
  • 2003-09-17 → 2006-12-04
    Td Ameritrade, Inc.
    Beverly Hills, CA
    Beverly Hills, CA
    Long Beach, CA
Other Businesses

Name of Business: Siebert AdvisorNxt Investment Related: Yes Location: Same location as Muriel Siebert, & Co., LLC Nature of business: Investment Advisory Firm Position, Title or Relationship: Dual employee. Investment Advisor Representative Approximate number of hours: Full time. Time split 50/50 between Muriel Siebert & Co., LLC and Siebert AdvisorNxt, LLC, subject to monthly change Compensation at both entities paid by same parent company, Siebert Financial Corporation as both are under common ownership and control of parent company.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-21
S63 Uniform Securities Agent State Law Examination 1986-02-20
  • S65 Uniform Investment Adviser Law Examination
    2002-08-21
  • S63 Uniform Securities Agent State Law Examination
    1986-02-20

View on SEC IAPD

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