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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-08-14 |
Branch Locations
5151 San Felipe St Ste 2100, Houston, TX 77056-3727 • United States
Horseshoe Bay, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Houston | TX | 06/2011 | 08/2020 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 08/2020 |
| Ameriprise Financial Services Inc | Houston | TX | 08/2020 | 08/2020 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Houston | TX | 08/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-21 |
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