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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-02
  • TX RA
    APPROVED
    Since 2009-01-02

Branch Locations

410 S. Taylor, Amarillo, TX 79101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Amarillo National Bank Amarillo TX 01/2007 Present
Raymond James Financial Services, Inc. Amarillo TX 02/2001 Present
Raymond James Financial Services Advisors, Inc Amarillo TX 01/2009 Present
Amarillo National Bank Amarillo TX 02/2011 Present
  • 01/2007 → Present
    Amarillo National Bank
    Amarillo, TX
  • 02/2001 → Present
    Raymond James Financial Services, Inc.
    Amarillo, TX
  • 01/2009 → Present
    Amarillo, TX
  • 02/2011 → Present
    Amarillo National Bank
    Amarillo, TX
Other Businesses

(1)Name of Business: Amarillo National Bank Address: 410 S. Taylor St., Amarillo, TX, 79101, United States Activity Type: Support Company - Non Owner Position/Title: Officer - Vice President, Associate/Employee Investment Related: No Start Date: 02/16/2011 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Providing investment services/financial planning through Raymond James (2)Name of Business: Amarillo National Bank Address: 410 S. Taylor Amarillo, Tx, Amarillo, TX, 79105, United States Activity Type: Bank or Credit Union Associate Position/Title: Officer - Vice President, Associate/Employee Investment Related: Yes Start Date: 01/01/2007 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Advisor with Raymond James (3)Name of Business: Repose Real Estate LLC Address: 4609 Chesapeake Pl., Amarillo, TX, 79119, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 11/01/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-06
S63 Uniform Securities Agent State Law Examination 1985-11-19
  • S65 Uniform Investment Adviser Law Examination
    1994-08-06
  • S63 Uniform Securities Agent State Law Examination
    1985-11-19

View on SEC IAPD

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