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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-19 |
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America Inc | Amarillo | TX | 09/2012 | 06/2024 |
| Securities America Advisors | Amarillo | TX | 02/2013 | 06/2024 |
| Osaic Wealth, Inc. | Amarillo | TX | 06/2024 | Present |
| Osaic Wealth, Inc. | Amarillo | TX | 06/2024 | Present |
1. JEFFREY T CHADO, ADVISOR POSITION: Advisor NATURE: SECURITIES AMERICA ADVISORS - INVESTMENT ADVISORY - IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2013 ADDRESS: 801 S. Fillmore St., Suite 530, Amarillo TX 79101 DESCRIPTION: Financial advisor 2. DRY WATER RANCH POSITION: Owner NATURE: Farm and Ranch, recreational. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2015 ADDRESS: 951 W. Nance Rd., Canyon TX 79015 DESCRIPTION: Farming and ranching, cattle, recreational. 3. JEFFREY T CHADO - AGENT POSITION: Advisor/Agent NATURE: 4) NAVIGATION FINANCIAL GROUP - INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 2/2013 - LOCATED AT 804 S MADISON ST AMARILLO TX 79101-3537 INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2013 ADDRESS: 804 S. Madison St., Amarillo TX 79101, United States DESCRIPTION: Advisor/Agent 4. STRIKE 3 INVESTMENTS LLC POSITION: Owner NATURE: Oil & Gas, Cattle INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/14/2020 ADDRESS: 951 W Nance Rd, Canyon TX 79015, United States DESCRIPTION: Oil & Gas exploration, livestock 5. COMPASS STAR INSURANCE GROUP LLC POSITION: Owner/Agent NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 04/12/2021 ADDRESS: 804 S. Madison St., Amarillo TX 79101, United States DESCRIPTION: Sale of Medicare supplements, fixed annuities, life insurance, LTC, health insurance, and disability insurance. 6. FOSSIL BEND INVESTMENTS POSITION: Owner NATURE: 5) FOSSIL BEND INVESTMENTS -RENTAL PROPERTIES/REAL ESTATE -PRESIDENT -5% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2007 ADDRESS: 951 W Nance Road, Canyon TX 79015, United States DESCRIPTION: Business owner, manager, accounting. 7. AURA, INC. POSITION: Referral Source NATURE: Identity Theft Protection INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 08/20/2025 ADDRESS: 804 S. Madison St., Amarillo TX 79101, United States DESCRIPTION: Recommend that clients look into ID theft protection and direct them to a resource to help and potentially purchase. Aura has an affiliate marketing arrangement to pay us. We believe it is equally important to protect assets as help clients grow assets to reach goals. 8. AURA, INC. POSITION: solicitor NATURE: Identity Theft Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/11/2025 ADDRESS: 804 S. Madison, Amarillo TX 79101, United States DESCRIPTION: Recommend that clients look into ID theft protection and direct them to a resource with that protection. Aura has an affiliate marketing arrangement. We would be recommending this to our clients. We think it is important that we not only help clients grow assets, but also protect.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-12-21 |
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