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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-10 |
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Amarillo | TX | 12/2016 | 04/2018 |
| Cactus Feeders - Wrangler Feedyard | Happy | TX | 10/2013 | 11/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 03/2017 | 04/2018 |
| Securities America, Inc. | Amarillo | TX | 05/2018 | 06/2024 |
| Securities America Advisors | Amarillo | TX | 05/2018 | 06/2024 |
| Osaic Wealth, Inc. | Amarillo | TX | 06/2024 | Present |
1. GOOSEHEAD INSURANCE POSITION: account executive NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 4 START DATE: 10/01/2018 ADDRESS: 801 S Fillmore St Ste 530, Amarillo TX 79101 DESCRIPTION: Property and causality insurance sales 2. COMPASS STAR INSURANCE GROUP, LLC POSITION: Insurance Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/19/2021 ADDRESS: 801 S Fillmore St Ste 530, Amarillo TX 79101 DESCRIPTION: Sales and service of all of the insurance products listed and checked above. 3.COMPASS STAR INSURANCE GROUP, LLC POSITION: Owner/Agent NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 04/12/2021 ADDRESS: 804 S Madison St, Amarillo TX 79101, United States DESCRIPTION: Sales of Life Insurance, Fixed Annuities, Medicare supplements, health insurance, and disability insurance. 4.NAVIGATION FINANCIAL GROUP POSITION: Insurance agent NATURE: Insurance Sales-Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 05/14/2018 ADDRESS: 804 S Madison St, Amarillo TX 79101, United States DESCRIPTION: Sales and service of all of the insurance products listed and checked above. 5.AURA INC. POSITION: Referral Source NATURE: Identity Theft Protection INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 11/29/2025 ADDRESS: 804 S Madison St, Amarillo TX 79101, United States DESCRIPTION: Recommend that clients look into ID Theft Protection and direct them to a resource to help with that protection and potentially purchase. I have vetted this company for myself and intend to use personally. Aura has an affiliate marketing arrangement to pay us. We believe it is equally important to protect assets as help clients grow assets to reach goals.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-02 |
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