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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-25 |
| TX | RA | APPROVED | 2024-06-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 08/2016 | 09/2020 |
| Securities America, Inc. | Amarillo | TX | 09/2020 | 06/2024 |
| Securities America Advisors | Amarillo | TX | 09/2020 | 06/2024 |
| Osaic Wealth, Inc. | Amarillo | TX | 06/2024 | Present |
1. DBA: Navigation Financial 2. SECURITIES AMERICA ADVISORS POSITION: Financial Advisor NATURE: Advisory Service INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/08/2020 ADDRESS: 801 S. Filmore, Amarillo TX 79101 DESCRIPTION: Provide advisory service through SAA 3. COORS RANCH RODEO POSITION: Rodeo Board Member NATURE: Rodeo INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2018 ADDRESS: 3301 SE 10th Ave, Amarillo TX 79104, United States DESCRIPTION: As Vice President I support the President and the Board in decision making regarding events and membership. As a board member, I assist the board in planning and running the rodeo itself. The rodeo is driven by sponsorships and donations. The board and membership interact with the community and local businesses to raise support the event. We ensure that each event, ranch team, meals, livestock and entertainment is budgeted for. I do not manage or handle any money. 4. COMPASS STAR INSURANCE GROUP,LLC POSITION: Owner/ Agent NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/12/2021 ADDRESS: 801 S. Fillmore St. Ste 530, Amarillo TX 79101, United States DESCRIPTION: Sale of Medicare supplements, health insurance and disability insurance, Life insurance, Fixed Annuities, & Long-Term Care Insurance. 4. TEXAS PANHANDLE HAT COMPANY POSITION: Owner NATURE: DBA under an LLC- Two-Seven Business Group, LLC INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 0 START DATE: 10/28/2025 ADDRESS: 6404 Tarrington, Amarillo TX 79109, United States DESCRIPTION: Restore, custom shape, custom fit and sell cowboys hats. 5. COORS RANCH RODEO POSITION: Rodeo Board Member NATURE: Rodeo Board Member for the Coors Ranch Rodeo Amarillo, Texas INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2018 ADDRESS: 3301 SE 10th Ave, Amarillo TX 79104, United States DESCRIPTION: As a board member, I assist the board in planning and running the rodeo itself. The rodeo is driven by sponsorships and donations. The board and membership interact with the community and local businesses to raise support the event. We ensure that each event, ranch team, meals, livestock and entertainment is budgeted for. I do not manage or handle any money.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-24 |
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