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Frank J Connelly

Wells Fargo Clearing Services, LLC

Freehold, NJ

Red Bank, NJ

Freehold, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-01-18
TX RA APPROVED 2022-01-14
  • NJ RA
    APPROVED
    Since 2022-01-18
  • TX RA
    APPROVED
    Since 2022-01-14

Branch Locations

72 W Main St, Freehold, NJ 07728 • United States

331 Newman Springs Rd Bldg 2 2Nd Fl Ste 221 [J4-Rbo], Red Bank, NJ 07701 • United States

800 W Main St, Freehold, NJ 07728 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Red Bank NJ 03/2014 01/2022
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2022
Wells Fargo Clearin Services, Llc Oakhurst NJ 01/2022 Present
  • 03/2014 → 01/2022
    Morgan Stanley
    Red Bank, NJ
  • 01/2015 → 01/2022
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 01/2022 → Present
    Wells Fargo Clearin Services, Llc
    Oakhurst, NJ
Previous Registrations
  • 2014-04-17 → 2022-01-27
    Morgan Stanley
    Red Bank, NJ
  • 2007-06-22 → 2008-01-04
    Fjc Capital Management, Llc
    Orinda, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-16
S65 Uniform Investment Adviser Law Examination 2002-10-18
S63 Uniform Securities Agent State Law Examination 1987-01-22
  • S66 Uniform Combined State Law Examination
    2014-04-16
  • S65 Uniform Investment Adviser Law Examination
    2002-10-18
  • S63 Uniform Securities Agent State Law Examination
    1987-01-22

View on SEC IAPD

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ARPP

Other Investors

ALEXANDER JAMES SAULON
ALFRED JOSEPH POLIZZOTTO
MICHAEL A FISH
RONALD JAMES LOMANGINO
ERIC SCOTT COLELLA
KEVIN HUTNIK
WILLIAM ANDREW GRUNDIG
Janet Arleen Petrik

Other Offices

KESTRA ADVISORY SERVICES, LLC · Freehold, NJ
KESTRA ADVISORY SERVICES, LLC · Freehold, NJ
KESTRA ADVISORY SERVICES, LLC · Freehold, NJ
PM ADVISORS LLC · FREEHOLD, NJ
J.P. MORGAN SECURITIES LLC · FREEHOLD, NJ
LPL FINANCIAL LLC · FREEHOLD, NJ
PNC WEALTH MANAGEMENT LLC · FREEHOLD, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FREEHOLD, NJ

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