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Frederic Jay Leonard

Oppenheimer & Co. Inc.

Fort Lauderdale, FL

Miami, FL

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2005-10-18
GA RA APPROVED 2005-10-12
MA RA APPROVED 2005-10-11
CA RA APPROVED 2005-10-05
CT RA APPROVED 2005-10-05
KS RA APPROVED 2005-10-05
MO RA APPROVED 2005-10-05
NV RA APPROVED 2005-10-05
NJ RA APPROVED 2005-10-05
PA RA APPROVED 2005-10-05
TX RA APPROVED 2005-10-05
VA RA APPROVED 2005-10-05
FL RA APPROVED 2005-09-15
  • AZ RA
    APPROVED
    Since 2005-10-18
  • GA RA
    APPROVED
    Since 2005-10-12
  • MA RA
    APPROVED
    Since 2005-10-11
  • CA RA
    APPROVED
    Since 2005-10-05
  • CT RA
    APPROVED
    Since 2005-10-05
  • KS RA
    APPROVED
    Since 2005-10-05
  • MO RA
    APPROVED
    Since 2005-10-05
  • NV RA
    APPROVED
    Since 2005-10-05
  • NJ RA
    APPROVED
    Since 2005-10-05
  • PA RA
    APPROVED
    Since 2005-10-05
  • TX RA
    APPROVED
    Since 2005-10-05
  • VA RA
    APPROVED
    Since 2005-10-05
  • FL RA
    APPROVED
    Since 2005-09-15

Branch Locations

100 South East 3Rd Avenue Suite 2100, Fort Lauderdale, FL 33394 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. New York NY 01/2003 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-09-13
S63 Uniform Securities Agent State Law Examination 1985-10-16
  • S65 Uniform Investment Adviser Law Examination
    2005-09-13
  • S63 Uniform Securities Agent State Law Examination
    1985-10-16
Other Names
  • F Jay Leonard
  • Jay Leonard
  • F Jay Leonard
  • Jay F Leonard
  • F Jay Leonard
  • Frederic Leonard
  • Fred Leonard
  • Freddy Leonard

View on SEC IAPD

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