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57 River Street Suite 301, Wellesley, MA 02481 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-04-03 |
Branch Locations
57 River Street Suite 301, Wellesley, MA 02481 • United States
15 East Main St 2, Warner, NH 03278 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boston Asset Management Inc | Warner | NH | 07/2009 | 03/2024 |
| Empirical Asset Management, Llc | Warner | NH | 03/2024 | Present |
1) BAGLEY POND PERENNIALS; NO; 648 PUMPKIN HILL RD, WARNER, NH 03278; NURSERY/ FARM; 04/2019; 30 HRS/ MONTH; 0 HRS/ MONTH DURING TRADING HRS; LABOR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-03 |
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