Mark John Govoni

Employer firm

Empirical Asset Management, LLC CRD 155436

$560M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 03/2024
  Boston Asset Management Inc
  Warner, NH
• 03/2024 → Present
  Empirical Asset Management, Llc
  Warner, NH

Previous Registrations

• 2009-08-20 → 2024-04-11
  Boston Asset Management, Inc.
  Concord, NH
  Concord, NH
  Clearwater, FL
  Warner, NH
• 2003-04-01 → 2004-09-07
  Columbia Management Advisors, Inc.
  Manchester, NH
• 2000-09-15 → 2003-04-01
  Fleet Investment Advisors Inc.
  Manchester, NH

Other Businesses

1) BAGLEY POND PERENNIALS; NO; 648 PUMPKIN HILL RD, WARNER, NH 03278; NURSERY/ FARM; 04/2019; 30 HRS/ MONTH; 0 HRS/ MONTH DURING TRADING HRS; LABOR

Exams

• S66 Uniform Combined State Law Examination
  2000-09-07
• S63 Uniform Securities Agent State Law Examination
  1985-10-03