Michael John Matson

Current Employers

Employment History

• 09/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/1993 → Present
  Matson Financial Advisors, Inc.
  Danbury, CT
• 06/2023 → 11/2023
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2023-06-29 → 2023-11-21
  Cetera Investment Advisers Llc
  Danbury, CT
• 2003-08-01 → 2013-09-03
  Walnut Street Securities, Inc.
  Danbury, CT
• 2002-09-16 → 2003-08-01
  Nathan & Lewis Securities, Inc.
  Danbury, CT

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 6/1989 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF TRADING HOURS PER WEEK: VARIES POSITION/TITLE/RELATIONSHIP: SALES BRIEF DESCRIPTION OF DUTIES: SELLING LIFE, HEALTH, DISABILITY, ANNUITIES, & LONG TERM CARE 2)AGENT FOR MATSON FINANCIAL ADVISORS, INC.-FINANCIAL PLANNING & INVESTMENT MANAGEMENT 25HRS/WK & 5HRS/WKND SINCE 11/1993 3. NAME OF OTHER BUSINESS: M M MOUNTAIN VIEW LLC INVESTMENT RELATED: NO ADDRESS: 4 MOUNTAINVIEW TERRENCE SUITE 104 DANBURY CT 06810 NATURE OF BUSINESS: HOLDING COMPANY START DATE: 11/2013 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF TRADING HOURS PER WEEK: 1 POSITION/TITLE/RELATIONSHIP: 100% OWNER BRIEF DESCRIPTION OF DUTIES: NEGOTIEATE AND PAYS LEASE ON RENTED SPACE. 4. NAME OF OTHER BUSINESS: TOWN OF BROOKFIELD, CT INVESTMENT RELATED: NO ADDRESS: 100 POCONO ROAD. BROOKFIELD, CT 06804 NATURE OF BUSINESS: VOLUNTEER START DATE: 12/2015 POSITION/TITLE/RELATIONSHIP: RETIREMENT BENEFITS ADVISORY BOARD COMMITTEE APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: VOLUNTEER COMMITTEE BOARD MEMBER.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-08-18