Richard H Korengold

Current Employers

Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2013-01-03
TX	RA	APPROVED_RES	2013-01-03
IL	RA	APPROVED	2006-03-21

CA RA
APPROVED

Since 2013-01-03
TX RA
APPROVED_RES

Since 2013-01-03
IL RA
APPROVED

Since 2006-03-21

Branch Locations

610 Central Avenue Suite 200, Highland Park, IL 60035 • United States

Highland Park, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mesirow Financial, Inc.	Highland Park	IL	12/1993	Present

12/1993 → Present

Mesirow Financial, Inc.

Highland Park, IL

Other Businesses

Lake County Partners, Not for profit business and economic development in Lake County, IL Chairman, Board of Governors, Oversee and direct Bd. Members, Devote 4 hours per month. No compensation. Attend quarterly Bd. meetings.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-08-19
S63	Uniform Securities Agent State Law Examination	1988-02-11

S65 Uniform Investment Adviser Law Examination

1998-08-19
S63 Uniform Securities Agent State Law Examination

1988-02-11

Other Names

Richard H H Korengold

View on SEC IAPD

Current Employers

Mesirow Financial Investment Management, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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