Best Investors Account Sign in
Claim This Profile
Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-27
CA RA APPROVED 2024-05-10
IL RA APPROVED 2024-05-10
MN RA APPROVED 2024-05-10
NC RA APPROVED 2024-05-10
IA RA APPROVED 2023-11-03
MO RA APPROVED 2023-11-03
TX RA APPROVED 2023-11-03
  • FL RA
    APPROVED
    Since 2024-09-27
  • CA RA
    APPROVED
    Since 2024-05-10
  • IL RA
    APPROVED
    Since 2024-05-10
  • MN RA
    APPROVED
    Since 2024-05-10
  • NC RA
    APPROVED
    Since 2024-05-10
  • IA RA
    APPROVED
    Since 2023-11-03
  • MO RA
    APPROVED
    Since 2023-11-03
  • TX RA
    APPROVED
    Since 2023-11-03

Branch Locations

3737 Woodland Avenue Suite 500, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation West Des Moines IA 01/1993 11/2023
Osaic Wealth, Inc. West Des Moines IA 11/2023 Present
  • 01/1993 → 11/2023
    Fsc Securities Corporation
    West Des Moines, IA
  • 11/2023 → Present
    West Des Moines, IA
Previous Registrations
  • 1999-05-21 → 2023-11-21
    Diversified Financial Advisory Group, Inc.
    West Des Moines, IA
  • 2001-04-10 → 2023-11-03
    Fsc Securities Corporation
    Winterset, IA
    West Des Moine, IA
    West Des Moines, IA
    Fairmont, MN
    Owatonna, MN
    Spencer, IA
    West Des Moines, IA
    Granite Falls, MN
    Palm Bay, FL
Other Businesses

1. INSURANCE, YES, DIVERSIFIED FINANCIAL ADVISORY GROUP INC., 3737 WOODLAND AVE. SUITE 500 WEST DES MOINES, IA 50266, OWNER, PARTNER, 1-1993, 2 HRS/MO, 2 DURING TRADING HRS, I DO A SMALL AMOUNT OF INSURANCE BUSINESS THROUGH TNBC. ALL MY INSURANCE BUSINESS RUNS THROUGH FSC. OFFER: FIXED ANNUITIES, FIXED LIFE, HEALTH, & LONG-TERM CARE. 3. WARRIOR 5 POSITION: MANAGER NATURE: LLC INVESTMENT RELATED: YES NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 05/01/2014 ADDRESS: 3737 WOODLAND AVE, SUITE 500, WEST DES MOINES IA 50266 DESCRIPTION: I WILL BE RESPONSIBLE TO COLLECT FARM INCOME, PAY BILLS, AND DISTRIBUTE ANY EARNING TO SHAREHOLDERS. ??,I WILL ALSO PRESIDE AT OUR ANNUAL MEETING. 3. TRUSTEE POSITION: Trustee NATURE: Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/11/2019 ADDRESS: 1590 S. Lakeview Drive, West Des Moines IA 50266 DESCRIPTION: Serve as successor trustee for Jewel A. Porter, Revocable Trust u/a dtd June 11, 2019. 4. DIVERSIFIED FINANCIAL ADVISORY GROUP INC. POSITION: Owner^Partner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/15/1993 ADDRESS: 3737 Woodland Ave. Suite 500 West Des Moines, IA 50266, Suite 500, West Des Moines IA 50266, United States DESCRIPTION: I do a small amount of insurance business through Osaic Wealth Inc.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-09-03
  • S63 Uniform Securities Agent State Law Examination
    1985-09-03
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in West Des Moines, IA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor