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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-27 |
| CA | RA | APPROVED | 2024-05-10 |
| IL | RA | APPROVED | 2024-05-10 |
| MN | RA | APPROVED | 2024-05-10 |
| NC | RA | APPROVED | 2024-05-10 |
| IA | RA | APPROVED | 2023-11-03 |
| MO | RA | APPROVED | 2023-11-03 |
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
3737 Woodland Avenue Suite 500, West Des Moines, IA 50266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | West Des Moines | IA | 01/1993 | 11/2023 |
| Osaic Wealth, Inc. | West Des Moines | IA | 11/2023 | Present |
1. INSURANCE, YES, DIVERSIFIED FINANCIAL ADVISORY GROUP INC., 3737 WOODLAND AVE. SUITE 500 WEST DES MOINES, IA 50266, OWNER, PARTNER, 1-1993, 2 HRS/MO, 2 DURING TRADING HRS, I DO A SMALL AMOUNT OF INSURANCE BUSINESS THROUGH TNBC. ALL MY INSURANCE BUSINESS RUNS THROUGH FSC. OFFER: FIXED ANNUITIES, FIXED LIFE, HEALTH, & LONG-TERM CARE. 3. WARRIOR 5 POSITION: MANAGER NATURE: LLC INVESTMENT RELATED: YES NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 0 START DATE: 05/01/2014 ADDRESS: 3737 WOODLAND AVE, SUITE 500, WEST DES MOINES IA 50266 DESCRIPTION: I WILL BE RESPONSIBLE TO COLLECT FARM INCOME, PAY BILLS, AND DISTRIBUTE ANY EARNING TO SHAREHOLDERS. ??,I WILL ALSO PRESIDE AT OUR ANNUAL MEETING. 3. TRUSTEE POSITION: Trustee NATURE: Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/11/2019 ADDRESS: 1590 S. Lakeview Drive, West Des Moines IA 50266 DESCRIPTION: Serve as successor trustee for Jewel A. Porter, Revocable Trust u/a dtd June 11, 2019. 4. DIVERSIFIED FINANCIAL ADVISORY GROUP INC. POSITION: Owner^Partner - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/15/1993 ADDRESS: 3737 Woodland Ave. Suite 500 West Des Moines, IA 50266, Suite 500, West Des Moines IA 50266, United States DESCRIPTION: I do a small amount of insurance business through Osaic Wealth Inc.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-09-03 |
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