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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-16 |
| TX | RA | APPROVED_RES | 2020-01-17 |
Branch Locations
158 N Union St, Olean, NY 14760 • United States
Bolivar, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Olean | NY | 06/2011 | 01/2020 |
| Ameriprise Financial Services Inc | Windsor | CT | 01/2020 | 03/2020 |
| Ameriprise Financial Services, Llc | Olean | NY | 03/2020 | Present |
Real Estate Ownership; Commercial; 158 NORTH UNION STREET, , OLEAN, NY, 14760; Not Investment-Related; 01/13/2020.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-24 |
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