Louis Joseph Proto

Current Employers

Employment History

• 01/2006 → Present
  Proto & Loskey, Llc-Cpa
  Olean, NY
• 09/1998 → 10/2021
  Avantax Investment Services, Inc.
  Olean, NY
• 11/2018 → Present
  Proto Family Holdings
  Chillicothe, OH
• 11/2005 → Present
  E&L Holdings Llc
  Olean, NY
• 11/2004 → Present
  Solar Town And Country Apartments
  Olean, NY
• 09/1996 → Present
  Edinboro Country Square Apartments
  Edinboro, PA
• 01/2004 → Present
  Congress Street Apartments Llc
  Bradford, PA
• 04/2002 → Present
  Rose Apartments Llc
  Alfred, NY
• 09/2018 → Present
  Luigi'S Pane
  Olean, NY
• 01/2010 → Present
  Proto Financial Group
  Olean, NY
• 10/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 12/2022 → Present
  Ldl Holdings Llc
  Olean, NY
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES INV RELATED: YES ADDR: SAME AS REGISTERED LOCATIO, FIXED INSURANCE POSITION/TITLE/RELATIONSHIP: AGENT START DATE: 12/2001 APX # OF HRS/WEEK: 1 APX # OF HOURS DURING TRADING HRS: LIFE INSURANCE 2.: PROTO & LOSKEY LLC, CPA INV RELATED: NO ADDRESS: SAME AS REGISTERED ADDRESS: ACCOUNTING AND AUDITS, TAX SERVICES, SMALL BUSINESS SERVICES, ESTATES AND TRUSTS START DATE: 1/2006 POSITION/TITLE/RELATIONSHIP: OWNER APX # OF HRS/WEEK: 30 APX # OF HRS DURING TRADING HRS: 30, OWNER OF CPA FIRM, OVERSEE DAILY ACTIVITIES , TAX RETURN ETC; 3. PROTO FAMILY HOLDINGS, INV RELATED: NO ADDRESS: 13 N SHORE, CHILLICOTHE, OH 45601 NATURE OF BUSINESS: REAL ESTATE START DATE: 11/2018 POSITION/TITLE/RELATIONSHIP: PART OWNER APX # OF HRS/WEEK: 1 APX # OF HRS DURING TRADING HRS: 1 BRIEF DESCRIPTION OF DUTIES: ASSIST IN CONSULTING CAPACITY; 4. E&L HOLDINGS LLC INV RELATED: NO ADDRESS: 115 TIMES SQUARE OLEAN, NY 14760: REAL ESTATE START DATE: 12/2022 POSITION/TITLE/RELATIONSHIP: CONSULTANT, PART OWNER APX # OF HRS/WEEK: 1 APX # OF HRS DURING TRADING HRS: 1, PROVIDE GUIDANCE TO PROPERTY MANAGER AS NEEDED; 5. SOLAR TOWN AND COUNTRY APARTMENTS INV RELATED: NO ADDRESS: 1601 PLEASANT STREET, OLEAN, NY 14760: REAL ESTATE, START DATE: 11/2004 POSITION/TITLE/RELATIONSHIP: OWNER APX # OF HRS PER WEEK: 1 APX # OF HRS DURING TRADING HRS: 1, CONSULT - PROVIDE ADVICE TO CURRENT PROPERTY MANAGER 6. EDINBORO COUNTRY SQUARE APARTMENTS, INV RELATED: NO ADDRESS: 415 WATERFORD STREET, EDINBORO, PA 16412, REAL ESTATE START DATE: 9/1996 POSITION/TITLE/RELATIONSHIP: OWNER APX # OF HRS/WEEK: 1 APX # OF HRS DURING TRADING HRS: 1, PROVIDE ADVICE TO CURRENTLY PROPERTY MANAGER , HELP OVERSEE ACTIVITIES; 7. CONGRESS STREET APARTMENTS LLC, INV RELATED: NO ADDRESS: 440 CONGRESS STREET, BRADFORD, PA 16701, REAL ESTATE START DATE: 1/2004 POSITION/TITLE/RELATIONSHIP: PART OWNER APX # OF HRS/WEEK: 1 APX # OF HRS DURING TRADING HRS: 1, HELP OVERSEE PROPERTY WITH PROPERTY MANAGER DOING DAILY TASKS AND COMING TO ME WITH QUESTIONS; 8. ROSE APARTMENTS LLC INV RELATED: NO ADDRESS: 34 GLEN STREET, ALFRED, NY 14802, : REAL ESTATE START DATE: 4/2002 POSITION/TITLE/RELATIONSHIP: OWNER APX # OF HRS/WEEK: 1 APX # OF HRS DURING TRADING HRS: 1, OVERSEE ACTIVITIES. PROVIDE DIRECTION TO PROPERTY MANAGER; 9. CATHY YOUNG FOR SENATE INV RELATED: NO ADDRESS: SAME AS BUSINESS ADDRESS NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 7/2005 POSITION/TITLE/RELATIONSHIP: TREASURER APX # OF HRS/WEEK: 0 APX # OF HRS DURING TRADING HRS: 0, KEEP BOOKS AND WRITE CHECKS PER CATHY'S REQUEST - ALL ACTIVITIES ARE AUDITED ANNUALLY 10. LUIGI'S PANE INV RELATED: NO ADDRESS: SAME AS REGISTERED ADDRESS, BAKERY RUN OUT OF THE BACK OF MY OFFICE (OFFICE USE TO BE OLEAN'S OLD CITY CLUB SO THERE IS A KITCHEN) START DATE: 9/2018 POSITION/TITLE/RELATIONSHIP: OWNER - HEAD BAKER APX # OF HRS/WEEK: 2 APX # OF HRS DURING TRADING HRS: 2, OCCASIONALLY BAKE BREAD FOR THE AREA (LOCAL FARMERS MARKET, ONLINE ORDERS AND A LOCAL GROCERY STORE; 11. PROTO FINANCIAL GROUP INV RELATED: YES ADDRESS: SAME AS BUSINESS ADDRESS NATURE OF BUSINESS: DBA START DATE: 1/2010 POSITION/TITLE/RELATIONSHIP: OWNER APX # OF HRS/WEEK: 20 APX # OF HRS DURING TRADING HRS: 20 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL PLANNING; 12. NAME OF OTHER BUSINESS: N/A, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NOTARY, START DATE: 10/2012, POSITION/TITLE/RELATIONSHIP: NOTARY, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, NOTARIZE DOCUMENTS; 13. NAME OF OTHER BUSINESS: LDL HOLDINGS LLC; NOT INVS RLTD ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: RENTAL PROPERTIES; START: 12/2022; TITLE: OWNER; APX # OF HRS/WK & DUR TRD HRS: LESS THAN 1; DUTIES: PAY BILLS FOR UNIT AND COLLECT RENT;

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-12-23

Designations

Other Names

• Louis Joseph Proto