Jillian Marie Pleakis

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2011-05-19

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2011-05-19

Branch Locations

202 West State Street, Olean, NY 14760 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Olean	NY	03/2015	Present
Morgan Stanley Private Bank, N.A	New York	NY	06/2015	Present

03/2015 → Present

Morgan Stanley

Olean, NY
06/2015 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-08-10
S63	Uniform Securities Agent State Law Examination	2006-12-15

S65 Uniform Investment Adviser Law Examination

2007-08-10
S63 Uniform Securities Agent State Law Examination

2006-12-15

Other Names

Jillian Marie Perrigo

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC

AMERIPRISE FINANCIAL SERVICES, LLC

LINCOLN PARK CAPITAL LLC

CORNELL CAPITAL HOLDINGS LLC

COMMONWEALTH FINANCIAL NETWORK

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

MML INVESTORS SERVICES, LLC

Other Investors

LOUIS JOSEPH PROTO

JOHN FREDERICK MCLAUGHLIN

Dana Louis Cornell

MARK GEORGE HENDRIX

Other Offices

CETERA INVESTMENT ADVISERS LLC · OLEAN, NY

EDWARD JONES · OLEAN, NY

AMERIPRISE FINANCIAL SERVICES, LLC · Olean, NY

LINCOLN PARK CAPITAL LLC · OLEAN, NY

CORNELL CAPITAL HOLDINGS LLC · OLEAN, NY

CETERA INVESTMENT ADVISERS LLC · OLEAN, NY

CETERA INVESTMENT ADVISERS LLC · Olea, NY

CETERA INVESTMENT ADVISERS LLC · OLEAN, NY

More in Olean, NY

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