Dana Louis Cornell

Current Employers

Employment History

• 06/2009 → 02/2021
  Morgan Stanley
  Olean, NY
• 09/2021 → 02/2022
  Bv Securities
  Dallas, TX
• 01/2021 → Present
  Cornell Capital Holdings Llc
  Olean, NY
• 05/2022 → 04/2023
  Igm Brokerage
  Carmel, IN
• 04/2024 → Present
  Lincoln Park Capital Llc
  Olean, NY
• 05/2022 → 04/2023
  Org Partners
  Olean, NY
• 06/2026 → Present
  Uniting Wealth Partners, Llc
  Allegany, NY

Previous Registrations

• 2022-05-17 → 2023-04-05
  Org Partners
  Olean, NY
  Dallas, TX
• 2010-09-14 → 2021-01-25
  Morgan Stanley
  Buffalo, NY
  Olean, NY

Other Businesses

1) AG Dillon & Co; Investment-related;125 S. Union St., Olean, NY 14760; Referral agreement; Solicitor / Promoter; Refer clients to AG Dillon & Co for pre-IPO offerings; Less than 5% of time during the month. 2) Forum Investment Group; Investment-related; Same address; Referral agreement; Solicitor / Promoter; Refer clients to Forum Investment Group for 1031 offerings; Less than 5% of time during the month. 3) Strategic Associates, LLC; Investment-related; Same address; Referral agreement; Solicitor / Promoter; Refer clients to Strategic Associates, LLC for tax-savings strategies; Less than 5% of time during the month. 4) Olean Properties 23; Not investment-related; Same address; Rental property; Owner; Oversee financials related to rental income; Less than 5% of time during the month. 5) Cornell Capital Holdings LLC; Investment-related; Same address; Exempt Reporting Adviser; Chief Executive Officer; Ownership interest and oversight of funds; Approx. 20% of time during the month. 6) Licensed Insurance Agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month. 7) On a temporary and transitional basis, Mr. Cornell will be dually registered with Lincoln Park Capital LLC ("LPC") and Uniting Wealth Partners, LLC ("UWP") as an investment advisor representative. LPC and UWP are not affiliated entities. Following the transition of clients from LPC to UWP, this dual affiliation will cease.

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-10-28

Designations

Other Names

• Dana L Cornell