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5930 Main Street Suite 400, Williamsville, NY 14221 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-24 |
Branch Locations
5930 Main Street Suite 400, Williamsville, NY 14221 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group Inc | Williamswille | NY | 08/2007 | 07/2025 |
| Lpl Financial Llc | Williamsville | NY | 07/2025 | Present |
1- 07/2025 - Sweet Home Central School Board - Politics/ Government - Not Investment Related - Amherst, NY - Start Date 05/21/2024 - 25 hours per month/ 5 hours during trading 2- 07/2025 - Rabenold Wealth Management, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/13/2007 - 160 hours per month/ 7 hours during trading 3- 07/2025 - Amherst Republican Committee - Politics/ Government - Not Investment Related - Buffalo, NY - Start Date 03/25/1996 - 10 hours per month/ 2 hours during trading 4- 07/2025 - Rabenold Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 08/17/2007 - 20 hours per month/ 5 hours during trading 5- 02/18/2026 - Rabenold Advisors, Inc. - Registered Investment Advisor DBA - IAR - Investment Related - At Reported Business Location(s) - Start Date 07/18/2016 - 80 hours per month/ 0 hours during trading - I provide investment advisory services through Rabenold Advisors, Inc., an independent investment advisor firm. I started this business activity in 07/2016. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 1985-11-11 |
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