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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 1990-02-12 |
Branch Locations
2700 N Military Trl Ste 390, Boca Raton, FL 33431 • United States
Coral Springs, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Boca Raton | FL | 01/1990 | 03/2020 |
| Ameriprise Financial Services, Llc | Coral Springs | FL | 03/2020 | Present |
Outside Employment; SRA Partners, LLC; Independent Contractor - Maintain and manage the operations of the team?s Coral Springs office; provide coaching and education; provide leadership services to the company and its employees; and perform duties only for activities not requiring licenses.; ; 2700 N Military Trail, Suite 300, , Boca Raton, FL, 33431; Not Investment-Related; 07/01/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-10-17 |
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