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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-03-15 |
| IL | RA | APPROVED | 1998-04-12 |
| TX | RA | APPROVED_RES | 1986-12-04 |
Branch Locations
1033 Skokie Blvd, Northbrook, IL 60062 • United States
Indian River Shores, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 07/1985 | Present |
| Bank Of America, N.A. | Northbrook | IL | 06/2011 | Present |
I*38172 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GRANITE TALLUS INVESTMENT PARTNERS INVESTMENT RELATED: Y ADDRESS OF BUSINESS: LAKE FOREST, ILLINOIS 60045 NATURE OF BUSINESS: PARTNERSHIP, POSITION, TITLE, ASSOCIATION: GENERAL PARTNER, START DATE OF RELATIONSHIP: 1/20/2011 NUMBER OF HOURS DEVOTED: 5 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTMENT PARTNERSHIP WITH RETIRED ML FA AND FORMER PARTNER
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-21 |
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